Cloudbreak Compliance Group, LLC

Financial Services

Headquarters: 75 Virginia Road, 2nd Floor, White Plains, NY, United States, 10603

Phone: NA

Website: www.cloudbreakcompliance.com

Founded: 2015

Employees: 0-10

Stock Exchange: NA

About Cloudbreak Compliance Group, LLC

Cloudbreak Compliance Group provides private funds and asset managers with customized, cost-effective compliance support and sol ... utions to help them succeed in today’s constantly-evolving, complex regulatory landscape. As regulators and institutional investors become increasingly focused on compliance, Cloudbreak can help transform your compliance obligations into a strategic advantage. Cloudbreak’s seasoned compliance experts will develop a tailored program to meet your firm’s needs. With Cloudbreak, nothing is “out-of-the-box.” We solve complex compliance issues at every critical stage of your business. While each engagement is unique, we find that most clients take advantage of the following core services: - SEC registration / exempt reporting adviser filings - Customized compliance program development - Checklists to track compliance responsibilities - Regular onsite compliance meetings - Annual compliance reviews - Annual and new hire employee compliance training - Employee e-mail review - Form ADV amendments - Industry updates and analysis of new regulatory developments - Ad hoc regulatory guidance We can also provide the following additional services: - SEC mock audits - Form PF and other regulatory filings - CFTC/NFA-related obligations - Regulatory examination support - Targeted marketing material reviews Show more

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Frequently Asked Questions Regarding Cloudbreak Compliance Group, LLC

Where are Cloudbreak Compliance Group, LLC’s headquarters?

Cloudbreak Compliance Group, LLC’s headquarters are in 75 Virginia Road, 2nd Floor, White Plains, NY, United States, 10603

What is Cloudbreak Compliance Group, LLC’s industry?

Cloudbreak Compliance Group, LLC is in the industry of: Financial Services

What is Cloudbreak Compliance Group, LLC’s official website?

Cloudbreak Compliance Group, LLC’s official website is www.cloudbreakcompliance.com

How many employees are working in Cloudbreak Compliance Group, LLC?

Cloudbreak Compliance Group, LLC has 0-10 employees

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